Summary
The compliance Officer will report to the Chief Compliance Officer andassisthim in the oversight of compliance activities within Asia.
Responsibilities
Working with business leaders to maintain policies and procedures supporting a culture of integrity, compliance and excellence.
Promoting awareness and responsibility through training and regular communication.
Assisting business leaders in conducting risk assessments to identify regulatory, operational and reputational risk across the firm’s activities, with particular focus on duties owe to clients.
Managing regulatory matters effectively, including relationships and correspondence with regulators; regulatory examinations; implementation of new regulations; authorization and licensing of our client’s legal entities and our employees; and regulatory filings.
Assisting with the development of new products and services by assisting the business in identifying potential risks and compliance issues.
Identifying and addressing potential conflicts of interest across our client’s businesses.
Conducting periodic monitoring to confirm our client’s wide compliance with regulatory requirements and internal policies and procedures.
Encouraging employees to escalate potential E&O claims as well as business practices that may violate regulatory requirements or internal policies and procedures.
Conducting issue-specific investigations into matters raise by business leaders and also by employees.
Working with our client’s business units to agree on corrective actions for particulars issues, including E&O’s.
Learning lessons from prior issues to seek to prevent recurrence.
Working together with MMC Legal on various issues, including interpretation of compliance requirements.
Liaising/sharing information with compliance personnel from other MMC operating companies.
Requirements
Regulatory experience in a compliance role.
Knowledge of risk management principles and experience of working in a multi disciplinary business would be an advantage.
4 +- 8 years of experience.
Compliance / Audit experience with a strong awareness of risk and control.
Excellent communication and interpersonal skills.
Good writing skills.
Highly organized, positive attitude, flexible and proactive.
Team player and People oriented.
Those with relevant experience in financial, law, insurance or asset management industry will have an added advantage.
Must be willingto travel.
Only Singaporean / PR need to apply.
Please send detailed resume with current and expected salary to mailto:hr24@asiahr.com.sg
For more jobs, visit www.asiahr.com.sg
