Senior Executive/Executive, Compliance
Responsibilities:
Plan and conduct compliance reviews regularly and pro-actively indentify any compliance risks; as well as provide advice and guidance on a range of regulation and compliance matters.
Conduct investigations and Compliance workshops/training for staff.
Review of marketing, sales and training materials are also requried.
Other duties include preparation of management reports
Requirements:
Possess a Degree in any discipline
Minimum years’ compliance and /or auditing experience in the financial industry
Good knowledge of MS Excel and MS Access is necessary
Resourceful, self motivated and posses excelent interpersonal skills
We would appreciate it if you could forward to us your CV in MS WORD FORMAT, quoting PSD Job
Reference Number ANCX1051762 to finance.sg@asia.psdgroup.com
We regret that only shortlisted candidates will be notified.